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121	TURKS AND CAICOS ISLANDS FINANCIAL SERVICES COMMISSION Guidelines for the Supervision of the Securities Sector 1 Guidelines for the Supervision of the Securities Sector based on IOSCO principles \| FSC Version April 2015 Add to Reading List Source URL: www.tcifsc.tc Language: English - Date: 2015-05-05 15:59:44 Economy Finance Money Systemic risk Financial regulation International Organization of Securities Commissions Mutual fund Credit rating agency Financial adviser Security Trinidad and Tobago Securities and Exchange Commission Jordan Securities Commission
122	MAYORAL COMMISSION FOR SOCIAL VALUE FINDINGS REPORT – OCTOBER 2013 © Liverpool City CouncilAll rights reservedEL/T 0214 Add to Reading List Source URL: liverpool.gov.uk Language: English - Date: 2016-04-18 14:11:36 Economy Business Social enterprises National Health Service HCT Group Public Services (Social Value) Act Procurement Clinical commissioning group Apprenticeship Social Finance Ltd. Government procurement
123	U.S. Securities and Exchange Commission FORM D OMB APPROVAL Add to Reading List Source URL: www.sos.ms.gov Language: English - Date: 2016-05-31 15:00:50 U.S. Securities and Exchange Commission SEC filings Finance United States securities law 73rd United States Congress Stock market Economy New Deal Securities Act Regulation D Securities Exchange Act Security
124	The Investment Adviser “Switch” A Report on the 2012 Transition of Mid-Sized Investment Advisers from Federal Registration to Missouri State Regulation August 2012 Missouri Securities Division Add to Reading List Source URL: www.sos.mo.gov Language: English - Date: 2015-06-10 16:04:14 Economy Finance Money Registered Investment Adviser Financial adviser Financial services U.S. Securities and Exchange Commission Securities regulation in the United States Securities Act Adviser DoddFrank Wall Street Reform and Consumer Protection Act Broker-dealer
125	Legal & Compliance, LLC Corporate, Securities and Going Public Attorneys Legal & Compliance, LLC is a comprehensive securities and business transaction law firm. There are many securities law firms that assist in the goi Add to Reading List Source URL: www.legalandcompliance.com Language: English - Date: 2015-07-20 14:59:11 Economy Business Finance 73rd United States Congress U.S. Securities and Exchange Commission United States securities law Self-regulatory organizations Stock market Securities Act Financial Industry Regulatory Authority Reverse takeover Securities Exchange Act
126	Ref. AresREQUEST TO EIOPA FOR TECHNICAL ADVICE ON THE REVIEW OF SPECIFIC ITEMS IN THE SOLVENCY II DELEGATED REGULATION (Regulation (EUWith th s mandate to EIOPA, the Commission see Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2016-07-20 08:40:03 Economy Finance Money Systemic risk Actuarial science Security Economy of the European Union European Insurance and Occupational Pensions Authority Solvency II Directive European System of Financial Supervision Risk management European Union law
127	QBER DISCUSSION PAPER NoWho are the speculators on commodity future markets? Karl Finger, Markus Haas, Alexander Klos and Stefan Reitz Add to Reading List Source URL: www.qber.uni-kiel.de Language: English - Date: 2013-10-07 01:04:38 Economy Finance Money Financial markets Commodity markets Futures markets Commitments of Traders Futures contract Commodity Futures Trading Commission Speculation Commodity price index Commodity
128	Japanese Expertise. Global Reach Daiwa Capital Markets is the international investment banking arm of Daiwa Securities Group – a firm with 111 years’ experience in Japan. With a presence in more than 20 countries we Add to Reading List Source URL: www.uk.daiwacm.com Language: English - Date: 2014-01-03 11:28:26 Economy Finance Money Daiwa Securities Group Investment banks Primary dealer U.S. Securities and Exchange Commission Initial public offering Securities Investor Protection Corporation Security Daiwa Securities Capital Markets Co.Ltd. Daiwa Anglo-Japanese Foundation
129	Revolving Loan Fund A Program of the Upper Minnesota Valley Regional Development Commission Revolving Loan Fund Plan United States Department of Commerce Economic Development Administration Add to Reading List Source URL: umvrdc.org Language: English - Date: 2015-02-17 15:28:56 Economy Finance Money Personal finance Loans Credit Investment Revolving Loan Fund Refinancing Revolving credit Bank
130	Jupiter_E_HK_Ver 1..16 Add to Reading List Source URL: www.jupiteram.com Language: English - Date: 2016-08-19 06:36:02 Economy Finance Money Financial markets Derivative London Stock Exchange Specialized investment fund Securities and Futures Commission Yatrm Short Industry Classification Benchmark Bank

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